Thursday, February 14, 2002

Audit

RESPONSIBILITIES:

Conduct the annual audit by completing the following steps:

  • Obtain or prepare a comparative summary of period-end cash balances and perform the following:
    - Check the summary for mathematical accuracy
    - Trace totals to general ledger and previous audit’s work papers to assure all accounts are included
  • Obtain bank reconciliation for all applicable accounts and perform the following:
    - Test the mathematical accuracy of reconciliation
    - Trace balances to the general ledger and summary in previous step
    - Scan reconciliation for unusual reconciling items
    - Trace outstanding items to subsequent month bank statements
  • Obtain a detail listing of cash disbursements and perform the following:
    - Scan all disbursements for any unusual payments
    - Verify a sample of payments to supporting documentation
  • Obtain year ending income statement (I/S) and perform the following:
    - Prepare a recap of prepaid card revenue and agree to I/S
    - Review prepaid card records to attendance sheets for usage and forfeitures.
    - Recap the lunch revenue per attendance sheets and agree amounts to I/S
    - Review accounts receivable records and agree amounts to attendance sheets and I/S
  • Review records for seminar and agree revenue and expense amounts to I/S
  • Review prior year Statement and Recommendations note current status on the report
  • Prepare current year Statement and Recommendations
  • Submit Statement and Recommendations to the Chapter President no later than August 30th.
  • Maintain a file of pertinent records and correspondence, passing it on to successor at the conclusion of the Chapter year.